MIntegrity in Sydney, Australia | Consultation agency

MIntegrity

Locality: Sydney, Australia

Phone: +61 415 285 811

Address: Level 5, 20 Bond St 2000 Sydney, NSW, Australia

Website: http://mintegrity.com.au

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25.01.2022 Last week #ASIC revoked the directions given to nine large equity market participants on 15 March 2020 to limit their number of trades executed each day and encouraged all market participants to take reasonable steps to ensure the number of trades matched from their orders: 1) are capable of being handled by their internal processing and risk management systems and their clearing and settlement operations; and 2) support the fair and orderly operation of Australian equity markets. Read the media release here: https://asic.gov.au//20-116mr-asic-sets-expectations-for-/

25.01.2022 As we all move to fully remote working environments, good #cyber #security becomes an imperative. The #ASIC #cyber #resilience #goodpractices provide an excellent minimum set of standards that all #AFSL holders should follow.

23.01.2022 Interesting case study for #AFSL holders and market participants. #ASIC sues Forex Capital Trading Pty Ltd for #unconscionable #conduct and #conflicted #remuneration #mintegritynews #casestudies

22.01.2022 It's been a while since we acknowledged our valued clients, fans and followers. So now more than ever, we wanted to say thank you! For your business, support and engagement. We appreciate it. https://mintegrity.com.au/

21.01.2022 For #Super funds: #AUSTRAC is releasing a new Rule under the AML/CTF Act to ensure super funds making payments to their members under the govt's early release super initiative will not have to conduct additional customer verification

20.01.2022 #ASIC has today released updated #regulatory #guidance to formalise its policy on when we will give Chapter 6 relief for #share #transfers under s444GA of the #CorpsAct. The updated guidance is set out in RG 6 and RG 111. Read more here:

20.01.2022 ASIC to further extend financial reporting deadlines for listed and unlisted entities and amends no action position for AGMs | ASIC - Australian Securities and Investments Commission https://asic.gov.au//20-113mr-asic-to-further-extend-fina/

20.01.2022 ASIC has updated its COVID-19 information for financial advisers and advice licensees. This is worth a read. https://asic.gov.au//covid-19-information-for-financial-a/

20.01.2022 APRA advises regulatory approach to COVID-19 support | APRA

19.01.2022 Is your knowledge of regulatory priorities up to scratch? MIntegrity is planning to launch a series of webinars this year. Click below to access the proposed topics and register your interest. https://mailchi.mp/7ac0b8c48906/covid-19-update-3947921 #AFSL #ASIC #ASX #ACL #marketparticipants #marketoperators

18.01.2022 #Coronavirus is having an unprecedented impact on organisations everywhere. Are you an Australian #financialservices provider? How robust are your #riskmanagement processes? Many organisations in the industry have been slow to assess the impacts of this #pandemic on their business, staff and operations, leaving them vulnerable to what may lie ahead. Contact #MIntegrity today to do a health check of your risk management framework, systems and processes. https://mintegrity.com.au/

18.01.2022 Good discussion by the #GRCI about the Three Lines of Defence. Worth a listen #riskandcompliance #AFSL #GRC #ISO19600

16.01.2022 Working from home is a great opportunity for #self #improvement and #professional #development. Why not take a #MIWize online training course and build up your #CPD hours. Check out the course catalog here: https://miwize.com.au/collections #mintegritylearning #compliancetraining

14.01.2022 Last month, ASIC updated Info Sheet 230 Exchange traded products: Admission guidelines, which provides additional guidance on better practices for internal market making in non-transparent, actively managed funds that are traded on exchange markets. https://asic.gov.au//20-088mr-asic-updates-guidance-on-in/

13.01.2022 THERE'S SOMETHING NEW ABOUT MINTEGRITY. Yes, we've got a new logo! In celebration of our 7th birthday in October, we decided to refresh our brand. Our new logo represents our values of integrity, strength and professionalism and we think it's a bright and fresh new look for us as we look to the future. What do you think? Next up, we'll be refreshing our website so stay tuned for further updates on that over the coming months! #mintegrity #rebrand #newlook #marketintegrity #regulatoryspecialists

13.01.2022 In case you didn't already see it, #ReportingEntities have until 30 June 2020 to lodge their #AUSTRAC #ComplianceReport | COVID-19 update: AUSTRAC to accept Compliance Report 2019 until 30 June 2020

13.01.2022 In case you didnt already see it, #ReportingEntities have until 30 June 2020 to lodge their #AUSTRAC #ComplianceReport | COVID-19 update: AUSTRAC to accept Compliance Report 2019 until 30 June 2020

12.01.2022 ASIC will focus its regulatory efforts on challenges created by the COVID-19 pandemic. Until at least 30 September 2020, the other matters that ASIC will afford priority are where there is the risk of significant consumer harm, serious breaches of the law, risks to market integrity and time-critical matters.

11.01.2022 Federal Court provides helpful guidance on a range of AFSL concepts

10.01.2022 Interesting insights on how to perform #risk and #compliance functions in a #remote #working environment | GRCI #Covid19 #coronavirus #WFH #mintegrity #Australianfinancialservices #AFSL

09.01.2022 #ASIC released its #AnnualReport for 2019-20 last week. ASIC states that they remain focussed on initiatives supporting the recommendations of the #RoyalCommission, the Govt’s legislative #reform agenda, and other key initiatives. Read more here:

09.01.2022 This week #ASIC shared findings from their analysis of markets during the #COVID19 period which showed a substantial increase in #marketactivity by #retail #investors, where some are engaging in unsuccessful short term trading strategies.

08.01.2022 Not a bad summary of which organisations and people need an AFSL. Worth a look if youre unsure.

07.01.2022 Good #GRCI podcast in which General Counsel and Chief Administration Officer, Chubb Life, Annette Donselaar breaks down the concepts of the #three #lines of #responsibility and role clarity. #compliance #riskandcompliance #regulatoryrequirements https://soundcloud.com/user-89551722-/defining-role-clarity

06.01.2022 Its been a while since we acknowledged our valued clients, fans and followers. So now more than ever, we wanted to say thank you! For your business, support and engagement. We appreciate it. https://mintegrity.com.au/

05.01.2022 Under s912A(1) of the #CorpsAct #AFSL holders must have #adequate #technological #resources to provide the #financialservices covered by their licence and must ensure they are regularly reviewing that adequacy, including having robust #businesscontinuity and #disasterrecovery processes. With the current #pandemic, this is more important than ever. If you're an AFSL holder and you're not sure if you're meeting your #regulatory #obligations in this area, contact #MIntegrity today for a #risk and #compliance #health check. https://mintegrity.com.au/

04.01.2022 #SuspiciousMatterReporting (#SMR) is so important during this current #pandemic. #AUSTRAC has issued some areas for #ReportingEntities to be especially aware of | Fighting financial crime together SMRs during the #COVID19 pandemic |

02.01.2022 MIntegrity 2020 Workshop Series: Spotlight on Regulatory Priorities Interested? Click below to read more and access the proposed workshop topics. #AFSL #ASIC #ASX #ACL #regulatorypriorities #FinancialAdvisers #marketparticipants #marketoperators

01.01.2022 APRA has published FAQs providing guidance to authorised deposit-taking institutions in determining their capital requirements under APS 116 Capital Adequacy: Market Risk. Read more: https://www.apra.gov.au/banking-covid-19-frequently-asked-q

01.01.2022 COVID-19 - early release of superannuation - stats from the first week | #APRA #earlyrelease #superannuation