Complii FinTech Solutions | Financial planner

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Complii FinTech Solutions

Phone: +61 2 9235 0028

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23.01.2022 Compliance Makes Money. As Australian Securities and Investments Commissions (ASIC) and the ASX step up their regulatory requirements, the financial industry continues to evolve dramatically. Most industry participants will agree that we can expect more changes ahead of us. For the financial industry, the need to be compliant and to protect all participants has become mandatory. Broking firms need to protect themselves and also their clients, hence the use of technology such ...as Complii will become mandatory. Watch: Coffee with Samso Episode 61 with Craig Mason, Executive Chairman of Complii Fintech Solutions Limited. https://hi.switchy.io/2yCU

22.01.2022 There are over 100 corporate deals put through Complii every month. Corporate Highway gives your advisers access to deals which normally would not be available to them. With 40 licensees and approximately 3000 underlying users, there is a huge pool of advisers and a wide dealer network available to distribute your deals to. All whilst remaining anonymous. Find out more here: https://www.complii.com.au/our-products-/corporate-highway/

21.01.2022 Keeping your client database up to date is often challenging particularly with so many things demanding our time. Thats why we created Account Fast, our new app that allows you to create client accounts on the go using your mobile phone. Learn more: https://hi.switchy.io/1UoN

21.01.2022 Looking for a way to help your advisers and staff manage their CPD requirements? Check out Caddie - an eLearning and CPD platform with an extensive library of training and CPD material. Learn more at https://hi.switchy.io/1SRC

21.01.2022 The system's continual growth and development is critical to our business and to our customers. We are committed to provide our clients with tools to continuously improve efficiencies, so that our clients can focus on their core productivity. Complii is a cost effective technology that solves compliance, operational and business needs and risks by automating manual processes, creating process flows and efficiencies, all while mitigating risks. Learn more here: https://www.complii.com.au/

20.01.2022 Give your clients visibility of their whole portfolio and the option to update and maintain their own profile. Compliis Client Portfolio Portal allows your clients to login securely to view: - Portfolio holdings, - Stock prices value/ costs, - Corporate Transactions... - Add stocks to watch list with SMS alerts - View ledgers and contracts as well as manage other personal assets - Print holdings, portfolio statements, capital gains reporting, income reporting and contract notes as well as EOFY - And more http://ow.ly/xZ1D50zUOp5 See more

20.01.2022 5 New Areas Planners Must Consider In A Covid-19 Environment http://ow.ly/SUD150zUO3O

19.01.2022 Complii (COM-PL-EYE) comes from the word #compliance. Established in 2007, Complii is customisable software designed to automate, record & report on an AFS Licensee's compliance obligations. https://hi.switchy.io/1bgC #fasea #afsl #stockbroker #financialplanner #financialadviser

19.01.2022 Printable: your statement of advice checklist #soa #statementofadvice #afsl #financialplanner #automation #fintech #regtech

18.01.2022 We are all time poor, and time is money. That's why we have released our new Account Fast app. Open new client accounts on the go using the Account Fast mobile app including digital signatures, identification collection and more. Learn more here: https://hi.switchy.io/1UoN

17.01.2022 Does your business operate on a "customer first" basis? If not why not? Automation allows you to boost customer engagement, which together with a robust customer service and retention strategy, can result in improved loyalty and customer satisfaction. https://hi.switchy.io/1UoH

15.01.2022 Late last month, Complii's Executive Chair Craig Mason hosted a session at the virtual SAFAA Conference. If you missed the session, you can check it out here: https://hi.switchy.io/1ylG

14.01.2022 FASEA will remain under pressure to better recognise a broader range of degrees, prior experience & continuing professional development (CPD) with both stockbrokers and risk advisers. https://hi.switchy.io/1UoK #fasea #cpd #caddie #thinkcaddie #compliance #risk #stockbroker #adviser

12.01.2022 The Corporate Highway is a new feature available to all Adviser Bid licensees. This latest addition will allow Adviser bid users to share corporate deals amongst them and keep the flow of information within their Complii system. With Corporate Highway, you will be able to send deal invitation to other brokers who use Complii. You will be receiving invitations from other brokers to participate on their deals. https://hi.switchy.io/2uLY

12.01.2022 Join us at the SAFAA 2020 Virtual Conference. Complii be exhibiting, and our Executive Chair, Craig Mason, will be moderating the session "Supervising advisers under FASEA" from 12:15-1pm on the 27th August. https://hi.switchy.io/1bfp #SAFAA2020 #FASEA #advisers #SAFAA

12.01.2022 Looking to improve efficiency and reduce costs in the ever-changing compliance sector? At Complii we are always looking for a better solution. www.complii.com.au

12.01.2022 It's been reported that there have been an increased number of financial advisers looking to shift their high net worth and sophisticated clients into the wholesale space due to the difficult economics of financial advice. What's your experience? Do you think that the Government has gone too far on financial advice?

11.01.2022 Financial advice compliance can be daunting. That's why we have simplified it with our web-based compliance solution. Complii is designed to automate, check and process compliance obligations and protect AFSL's, stockbrokers, advisors and clients. https://hi.switchy.io/1bgC

10.01.2022 Complii's system fulfills the increasingly sophisticated FASEA requirements. Learn more here: https://hi.switchy.io/1bh7 #FASEA #sophisticatedinvestor #compliance #broker #adviser

09.01.2022 To allow ASIC to focus on the impact of the COVID-19 pandemic, it is temporarily changing its regulatory work & priorities. This will include deferring some activities & redeploying staff to activities focused on maintaining the integrity of markets and protecting consumers. See SAFAA monthly for more info: http://ow.ly/cIqW50zUOfS

08.01.2022 Advice is evolving at a rapid pace. Shifting from a world of product distribution to true client-centric advice. We can help make it happen. https://hi.switchy.io/1bgC #financialadvice #financialplanning #stockbroker #investment #compliance #fasea https://hi.switchy.io/1wns

07.01.2022 Most retail investors distrust the financial services industry, but not so much that they would happily leave the management of their investments to a digital adviser or technology platform, according to new research. https://hi.switchy.io/1Uod

07.01.2022 Complii technology is here to assist you with your compliance and efficiency demands. Mitigate risk by removing manual checking and key functions. Cost effective, so you can focus on core business activities.... Want to talk? https://hi.switchy.io/1bgC

06.01.2022 Licensees are acutely aware of their obligation to ensure their advisers comply with the FASEA Code of Ethics. How are firms mitigating conflicts of interest? How are they monitoring their advisers, particularly in the COVID-19 environment? How have firms utilised AI to support the ongoing compliance? These views will be shared at the SAFAA 2020 Virtual Conference 27-28 August. https://hi.switchy.io/1bfq

06.01.2022 Whilst technological tools continue to reshape the wealth management industry, the role of advisors and their relationships with clients continues to remain critical. Financial advisor automation software that streamlines communications, delivery of client-specific information and offers self-help portals for clients, allows an advisors time to be freed up for that ever-important human contact. The old adage of time is money has never been more appropriate. Find out how Complii can boost your efficiency at www.complii.com.au

06.01.2022 Looking for answers on how to supervise advisers under FASEA? Craig Mason, Complii's Executive Chair, will be posing questions to a panel of executives at SAFAA 2020, with discussions on AI & machine learning software, the fallibility of advisers & how that is managed. #SAFAA2020

05.01.2022 Can we talk? Complii technology is here to assist you with your compliance and efficiency demands. Mitigate risk by removing manual checking and key functions. Cost effective, so you can focus on core business activities. www.complii.com.au https://hi.switchy.io/1bgC

04.01.2022 Complii. Built by stockbrokers for stock brokers. Designed to automate, record and report on an AFS Licensees compliance obligations. www.complii.com.au

04.01.2022 Just one in four Australians trust the financial services industry according to a survey of more than 3500 retail investors across the globe. Boost your client's confidence by automating manual processes, check and process compliance obligations and mitigate risk with Complii.

03.01.2022 Complii Account Fast App allows you to establish client accounts whilst on the go. If you are out of the office and with a potential client, you can now create a client account by using your mobile phone on the spot. Learn more : https://hi.switchy.io/1UoN

03.01.2022 Boom is the industry's leading 24/7 online administration and paraplanning software. With ever increasing compliance and administrative overheads in the financial planning industry, Boom will allow you to reduce costs, create unlimited scale and help you to focus on expanding your Practice. Watch this clip to learn more about BOOM: https://hi.switchy.io/36O8

03.01.2022 Wholesale vs sophisticated investors; navigating the FASEA Code of Ethics. https://hi.switchy.io/1wYV #FASEA #investor #financialadviser #adviser

02.01.2022 The five values in FASEAs Code of Ethics are often overlooked, yet they are intended as paramount to the Code. https://www.moneyandlife.com.au//understanding-faseas-fiv/

Complii FinTech Solutions | Financial planner